Dr
Neil Béchervaise
NB
Consulting (Australasia) Pty Ltd
Who
leads when the leader leaves: response to the absence of authority
among Australian aged-health-care professionals
Damian
Mitsch
Australian Graduate School of Entrepreneurship
Swinburne University
of Technology
and
Neil
E. Béchervaise
Australian Graduate School
of Entrepreneurship
Swinburne University
of Technology
Abstract
Australian Public Health
(APH) was a state government entity responsible for public health
care services in one geographic sector of a major Australian city
through the 1990s. Together with several world-renowned research
hospitals, APH was responsible for staffing, management and maintenance
of aged, respite and after-care facilities. This paper draws, opportunistically,
on the experience of a management change in two apparently similar
aged care facilities, Boondah and Residon, to explore issues of
leadership within bounded government institutions. It suggests that
while clearly defined bureaucratic management may provide an active
leadership model for individual and team behaviour within the professional
service sector, identity and organisational culture become more
substantial determinants of response to change in the absence of
leadership. Pascale's (1999) approach to complex adaptive systems
is identified as useful in describing team behavior in the absence
of formal leadership though it is argued that time is seldom available
for chaotic or unordered behavior to be resolved in the context
of the operational quasi-governmental Nursing Home.
Keywords
Health and Hospital
Administration, Organizational Communication, Human Resource Management
, Leadership, Identity, Teams, Boundaries, Unionisation, Communities
of Practice, Organisational Culture, Transformational Leadership
Background
The Nursing Homes
Situated in adjacent
suburbs, Boondah and Residon are thirty bed Nursing Homes built
on the same architectural plan with a similar resident mix, staffing
levels, budgets and performance targets. Given these similarities,
it seemed reasonable to expect that they would perform comparably
in response to leadership change. However, "the modern business
of management is often managing the 'insides' - the hopes, fears,
and aspirations - of workers, rather than their behaviors directly"
(Deetz, 1995, p. 87). As a result, when the managers of both Boondah
and Residon retired amicably, almost simulaneously and independently
of each other, they initiated an opportunity to examine the comparative
impact of leadership change in a relatively constrained environment.
APH organisational
structure
Australian Public Health
was established to provide an organisational link between a duly
elected, and therefore changeable, government responsible for the
funding and management of public health and, the organisational
units responsible for the provision of the State public health service.
Its direct accountability to government necessitated a high level
of control over its constituent service units and a significant
level of governmentally palatable reporting procedures. At the time
this study was undertaken, government was in transition, reporting
demands were high and an element of party-political volatility could
be anticipated among all stakeholders in public health provision.
The role of APH in this
study, therefore, is viewed from two perspectives: as a government
instrumentality bearing responsibility for initiating change at
the level of individual health-care provision; and, as the funding
source responsible for maintaining the quality and stability of
provision. This ambiguity in expectation between change and stability,
on the part of its various stakeholders assumes, however,
that control is achieved
by designing and applying appropriate structures, procedures, measures
and targets; and, relatedly, that resistance to these mechanisms
is symptomatic of 'poor design' or 'poor management' that can be
rectified by restructuring and/or training or staff replacement.
(Alvesson + Willmott, 2001, p.4)
Identification of the
stakeholders provides some light on the complexity of the APH charter.
- The government: required to provide a health care system to
meet the needs of the State electorate
- APH personnel: required to meet the reporting needs of the government
while minimising costs and electoral ferment
- Health care organisations:
charged with delivery of quality health care with high public
accountability at low cost
- Clients: frequently
unable to assess the level of care provided
- Relatives of clients:
personally emotionally involved, potentially overly critical,
frequently politically 'noisy'
- Staff: including
the APH appointed manager and ranging from professionally trained
nursing staff to semi-skilled and unskilled support staff in service
and administrative roles
As an administrative
unit, APH can be seen as an hierarchical government administered
organisation though this view "largely disregards or marginalises
the issue of how control mechanisms are enacted by organizational
members " (Weick, 1979).
The demonstrable yet
undefined responsibility loops constraining the operation of the
APH result, in some measure, from the multiple representation of
individuals within the administrative hierarchy. At a pragmatic
level, multiple representation is featured in the potential for
multiple identity and the ambiguity of interests underpinning stakeholder
representation. In consequence, a simple explication of the leadership
demands and expectations of an organisation operating under APH
governance become increasingly complicated because "identity regulation
[remains] a significant, neglected and increasingly important modality
of organizational control ... in the professional service sector."
(Alvesson + Willmott, 2001, p.3)
Leadership change
Boondah and Residon were
each subjected to a change in manager over a six-month period. This
change was the result of two managers resigning on good terms with
the organisation and leaving their positions vacant. The manager
is expected to provide the leadership required to sustain performance
in addition to managing the facility.
Boondah was first to
have its manager leave. The position was filled by a temporary appointment
specifically employed to manage the facility whilst a new manager
was located. Some twelve weeks later, a structure was implemented
that saw the manager of a nearby facility take on the role of managing
two facilities. This manager brought with her the second in command
from that facility.
Meanwhile, the manager
of Residon also resigned. The opportunity to implement a structure
similar to the Boondah solution was taken - two managers were given
responsibility for four facilities. The nursing union movement was
swift to condemn this solution as 'expedient' and 'opportunistic'
because it created different structures to those common across the
remainder of an industry considered to have 'cottage' status. As
a complication to the industrial issues, a new State government
with strong links to the nursing union was elected. The new political
message demanded a return to the previous structure. The newly-appointed
managers (including the second in charge at Boondah), returned to
their original positions leaving Boondah and Residon leaderless
again.
At this point, a quality
candidate became available to manage the Residon facility. The new
candidate had a clear understanding of what was required and was
ready to take on the role. Boondah, in contrast, appointed an acting
manager - who did not apply for the position when it was advertised.
In summary, Residon
underwent a relatively swift transition from the initial managers'
resignation to the appointment of a new permanent manager. Boondah,
however, endured almost constantly changing management over six
months. The performance of the two businesses reflected the uncertainty
in the key management position of the facility. The effects of this
uncertainty on staff, clients and performance varied substantially
with some interesting results.
One of the important
factors in this study was the number of constants that appeared
to exist between the two organisations. The two facilities were
identical in their built environment, remuneration and reward structures,
and senior management structure. The client mix was similar and
the workplace cultures exhibited many similar attributes. Whilst
it is not possible to suggest that the two organisations were the
same except for the changes in leadership, ability to view the effects
of the changes was increased due to the level of apparent similarity
between the two organisations. This allowed for an improved focus
on the factors that differed between the facilities rather than
on explaining away the impact of other factors that might have played
a part in the differing performance levels.
Organisational Structure
Metaphorically, Australian
Public Health can be identified, in Morgan's (1997) terms, as a
mechanistic organisation. However, in considering the metaphor,
it is important to recognize that the political necessity of managing
risk to government is a substantial restriction when applied to
the management of such government organisations (Borins, 2000).
Within the megalithic machine that is APH, LaPorte (1996) suggests
that policy is significantly created and managed in an incremental
fashion to ensure continued public support - a significant influence
in any governmentÕs ability to pursue re-election. The result is
that public organisations generally exhibit considerable attention
to administration. In consequence of these identifiable features
of the bureaucratisation of the organisation, APH may be defined,
according to Adizes (1990), as a 'mature' or 'aged' organisation.
Australian Public Heath had a substantial range of well defined
rules, procedures, plans and processes to ensure accountability
and minimize risk to government. Within this construct, it was expected
that the performance of any particular facility would remain stable.
The widely differing levels of performance displayed at each facility
in the absence of an appointed manager, however, suggest that performance
relies on more complex factors than simply structure or rules.
The complexity within
the organisations might be partly explained by considering the culture
of the organisation and the way in which the members of this culture
reacted to the shifting leadership. Morgan (1997) suggests a number
of metaphors that may be used to examine the working of organisations.
The metaphor of the mechanistic organisation clearly fails to explain
the differing responses of Boondah and Residon. An appropriate number
of cogs in each of the "machines" continued to work and the rules
to follow were both clear and unchanged. The complex interrelationship
between teams, individuals and clients, however, had been disrupted.
This paper focuses on
a range of metaphors to illuminate the discussion around how culture,
leadership, power, conflict and change impacted on two organisations
that seemed, at first sight, to operate mechanistically.
Micro level structure
Focusing on the organisation
at a micro level reveals elements of the mechanistic organisational
structure within which a more organic unit survives. The APH rules,
policies and procedures continue to exist but are applied to a lesser
degree. At this micro level, the cultural aspects of the facility
are seen to include a number of distinct groups or teams:
Complex teams Complex
team structure with staff having a range of qualifications. Simple
teams Several staff working in a team environment. Non-professional
staff. Autonomous Staff Autonomous roles. Non-professional staff.
Each of these groups
displays an interdependence with the other and with the manager
of the individual facility. The managers played a significant role
within the culture of the organisation, both in providing leadership
and in the management functions of planning and controlling.
The group allocated
role of the leader
The organisational culture
in the subject facilities is strongly rooted in the notion of the
team with a focus on care as the primary task (De Board ,1997).
Socially constructed beliefs within this culture traditionally vest
leadership in the role of the manager. This allocated role is then
required to provide primary communication links between the facility
and the external environment. Much like the figurehead of a family,
the manager-as-leader seeks to inform, teach, and guide both teams
and individuals to ensure the ongoing survival of the organisation.
In addition, the figurehead seeks to protect the members from threats
to the environment of the facility so that they can continue to
focus on their primary task of care giving.
The culture and management
within the Nursing Homes accepted and required that the manager
interpret information from the macro organisation, the APH, and
provide direction as a response to that information. This acceptance
of management roles requires recognition that a significant amount
of power can and should be derived from the boundary management
between the micro and macro organisation. In addition, the manager
is expected to ensure that levels of conflict and balance of power
between groups within the facility remain at healthy levels.
Emergent Leadership
and the psychic prison
While the relatively
brief leadership hiatus at Residon was observed by several senior
staff, the impact of disrupted leadership over 12 weeks became substantial
at Boondah . Most evidently at Boondah, little naturally occurring
leadership emerged. While this was barely noticed within simple
work teams and among individuals, the more complex teams became
fragmented in their response and unwilling to sustain approaches
suggested as interim. In essence, the leadership was seen to be
fragmented and in turmoil:
there is nobody really
in charge. The day staff do things their way, the night girls do
them a different way and there isn't anybody making sure that things
are coordinated ... there isn't anybody to ask advice from that
will be here in six months. (Marie Claire)
In providing a 'metaphor
for all seasons', Gareth Morgan (1997) might suggest that Boondah
had achieved the organisational leadership status of a psychic prison.
Deprived of apparently disempowering leadership structures, staff
milled about in the prison yard of their own perceptions. Members
from whom leadership might have been anticipated sought leadership
replacement from outside the immediate organisational structure
through resort to professional Union action.
Morgan's psychic prison
chillingly locates the social construction surrounding leadership
within Boondah. The culturally accepted role of leader was vested
in the manager's position in ways such that, if there was no manager
then by definition there could be no leader. Staff had constructed
highly bounded and simplified roles for themselves within otherwise
complex teams. As nurses, domestic staff or administration assistants,
they were unable to assume leadership without being externally and
officially appointed from their existing role to the role of manager.
When Janine, a senior nursing administrator within her team at Boondah,
chose to put herself forward for the role of leader, she asked to
be formally appointed as acting manager even though it appeared
that she could have led the organisation without a formal appointment.
In fact, staff at each
facility actively promoted the appointment of a person to the position
of manager, reflecting a culture of dependence on the manager as
leader. Each facility presented elements of dependence on the formal
leadership structure.
The choice of person
that the staff at Boondah promoted as being a suitable candidate
provided further insight into the leadership processes within the
facilities. DeBoard (1978) discusses the effects of failed leadership
in situations of dependence and draws the conclusion that the group
will choose leaders who are likely to maintain and protect group
identity and stability. He similarly observes the mutual dependence
between leadership and followership though he neglects the problematic
situation where dependence is on leadership that is not available.
In the case of Boondah, staff actively engaged in promoting the
appointment of a leader who was familiar with the norms and beliefs
of the workforce, a leader familiar with the organisational culture
of the specific Nursing Home who would maintain the groupÕs 'psychic'
reality.
Leadership, risk
and conflict
While risk aversion
is a principle of geriatric nursing, independence and initiative
within complex teams is an integral determinant in assessing group
effectiveness. In the absence of immediate managerial direction,
complex teams are expected to meet and deal with emergencies. Group
behaviour in the absence of an appointed manager at both Residon
and Boondah, however, suggested a withdrawal from normal decision-making
involving risk-taking.
We need to make decisions
every day but without a manager to ask, I'm not going to stick my
head up and have it cut off. All I'm going to do is keep things
going until a new manager arrives. I know we need to meet accreditation
but we arenÕt really sure what needs to be done. We will wait and
see what the other facilities do. (Marie Claire)
The team leader's resistance
to making what under normal circumstances would be an acceptable
decision, suggests that she had, albeit unconsciously, reduced the
level of responsibility she was willing to accept. In effect, she
had reduced the boundaries of her own responsibility to a point
within her normally accepted capacity. In creating a buffer zone,
a field of non-responsibility, Marie Claire and several of her colleagues
redefined their boundary management roles to establish internally
operational teams with little or no external responsibility for
that operation.
Under normal management
conditions, it could be expected that the team leader would apply
information gained from her boundary management function to guide
staff in levels of risk taking acceptable within the wider organisation.
Staff at Boondah, however, withdrew from boundary management risk-taking
in the absence of a manager. Further, they observed that the culture
altered in the absence of a leadership figure as opposed to being
stabilized by the power held by a leader within the role of manager.
Revolt of the relatives
Conflict management
in the absence of an appointed leader was similarly constrained.
Among the unique groups of followers in the leader / follower relationship
at a Nursing Home are the residents' relatives. In the absence of
a leadership figure within Boondah, reports of the relatives beginning
to "take over" certain aspects of the facility increased. Relatives
began to 'break the rules' and behavioral norms of the organisation.
In the absence of a manager, normally capable and independent teams
suddenly reported themselves ill-prepared to deal with the situations
and the conflict that resulted. There had previously been a dependence
on the leader to manage such conflict. In contrast, the disruption
at Residon appears to have been minimal and it might be argued that
the differences in approach to filling the leadership void were
significant in generating this difference.
Though the residents'
relatives moved to occupy an apparent void at Boondah, the breakdown
in accepted cultural behaviors also led to conflict between various
staff groups within the organisation, particularly within the complex
teams.
the division two
nurses and domestic staff are doing whatever they like. They don't
appear to listen to the nursing staff because I guess they have
never had to in the past... It's difficult trying to get the place
to work smoothly when the different staff want to do things their
own way. As for the union getting called in to the place, that was
ridiculous. If the staff domestic want to know what's going on,
they just need to ask. (Madhu)
The permanent manager
finally appointed to Boondah reinforced this view, observing that
the power relationship between staff had shifted substantially away
from those who previously and formally held authority toward those
who had influence. This created an atmosphere where performance
lost apparent accountability and an increase in conflict generated
through risk-aversive behavior severely impacted on team performance.
Again, the cultural norms of the organisation depended on the manager
to resolve such conflict and conflict thrived until competent management
was appointed.
The atmosphere when
I arrived was amazing. Good people had pulled their heads in and
the vocal minority had picked up the reins in the name of the Union.
Teams that had excellent performance ratings were barely functional.
Back-biting was rampant ... (Anne)
Effects on particular
staff groupings
Disruption to the leadership
function affected the various groupings of staff in different ways.
The effects on autonomous staff appeared minimal.
My work doesn't really
change that much. I don't get involved much with the other staff
and I just do my work. (Lena)
Each manager is different
in the way they want things done but most of the work doesn't change
much. I don't really get involved in what the other staff are doing
because their work doesn't affect my work. (Slava)
Autonomous staff seemed
able to adjust easily to a change in management. Their job description
was stable and although each middle manager might have wished for
tasks to be completed in different ways, the overall impact on their
work, status, salary and job security was minimal. This group of
staff indicated that the change of management did not affect them
beyond the different abilities of managers to remain organized and
structured.
Simple teams were affected
to a greater degree than individually autonomous staff. It seemed
that the introduction of more complex work requiring more complex
structure, rosters and relationships demanded increased levels of
management.
In the kitchen, things
don't change much if there is different people in charge, we just
do what we know needs to be do ... Jan (cook) is a bit pushy though,
she thinks that we should be doing things her way but that's not
the way we've always done things. (Maria)
The kitchen staff
just do whatever they want and it doesn't affect them. We have to
deal with the needs of the residents, doctors, relatives and the
other nurses. We cant be expected to handle all of it on our own
and to continue to provide quality care, it's just not possible.
We are all doing our best and trying to work as a team but we need
someone to help deal with all of the extras (issues, problems, accreditation).
(Lena)
The diversity of needs
within teams was greater than between autonomous workers and permitted
scope for personal needs to interfere with the tacit team identity.
By far the greatest impact was on the complex teams within the organisation.
Complex teams in each of the facilities perceived a greater disruption
in the progression of the facility:
I don't know how
we are going to meet accreditation, we know we need to get it but
we don't know what needs to be done. We're doing the things that
need to be done on a daily basis but there's no education being
run. People aren't attending meetings. We don't know what is going
on with accreditation, the rosters are in a mess, we're using heaps
of agency and no-one here is doing anything about it. There has
been managers come and go but we need someone that's going to stick
around to fix all these things. (Madhu)
Nursing staff in particular
indicated that although they were a team and that day-to-day work
continued in the main to be of a high standard, the progress of
ongoing improvement, policy development and working toward accreditation
was temporarily stalled.
Complex Adaptive
Teams
Some behaviours observed
in the nursing teams may be explained by using Wheatley's (1992)
metaphor of the complex adaptive system - recognized as the result
of lack of rigidity at the boundaries of a system - where, "in a
complex adaptive system, agents respond to their environment by
using internalised rule sets that drive action" (Plsek and Greenhalgh,
2001 pp 627). The overlay of complex adaptive systems theory on
the various types of groupings provides some valuable insight into
the effect of leadership on the groupings themselves.
Simple teams were made
up of staff with responsibility for tasks of a less complex nature
(eg janitorial and catering services). They were mostly comprised
of people with minimal professional qualifications and their responsibilities
could be completed with particular and expected outcomes over relatively
short periods of time (within hours as apposed to days or months)
thus reducing complexity. These teams observed well defined boundaries
in terms of the scope and structure of their duties as a result
of duty statements developed around award conditions. Mechanistic
management models adequately explain the ongoing level of performance
of these groups - even during an apparent absence of leadership.
We know we just come
and we work together and the job doesn't change because of the change
of manager. We don't even know if she is there most times because
she is not our direct supervisor. (Agnetha -janitorial staff)
Autonomous staff displayed
little need for reliance on internalised rule sets as most processes
were clearly documented within the rules, policies and norms of
the organisation. Staff comment, however, suggested the possiblility
that interaction between simple teams and the disrupted complex
teams was a cause for the perceived effects of loss of leadership
within the organisation by simple teams.
It's more important
that we can keep getting on with the nursing staff. When they change
then we all have to make changes and that's not easy because who
says it is right anyway. (Agnetha -janitorial staff)
Autonomous staff such
as vehicle drivers and accounts clerks were observably subject to
more complex tasks and systems than the simple teams though this
complexity was usually limited to an area within their personal
locus of control. Based on documented rules, autonomous staff were
able to adapt their role to maintain function without relying on
the formal leadership. Their autonomy also allowed them to avoid
much of the political disputation that engulfed Boondah, in particular,
when the Nursing Homes lacked formal management.
Accounts keep coming
whether there is a manager or not. Hours have to be recorded and
wages have to be paid. That's got nothing much to do with management
most of the time. Unless there's a change in the award or something
Ð then it may be important. (Jenn -Accounts)
Complex nursing teams
were clearly the most affected by a loss of authorised leadership
within the organisation. It might be expected that leadership would
emerge from these teams, however, the acculturation of nurses may
have prevented them from taking on leadership where they perceived
that leaders require special skills not inherent in the wider nursing
community. Wheatley (1992) introduced the notion that complex adaptive
systems will seek to self organize from chaos. We found no evidence
that this occurred within either facility. It may be that the result
of a mechanistic approach to public health care has created complex
systems that are slow to adapt to an altered environment or that
chaos, despite the doom-saying of some staff in each of the facilities,
never existed. Clearly, however, without an appointed leader guiding
the facility, complex teams were ill-equipped to adapt to the wide
range of interactions and requirements. The result appeared to be
a shift by teams toward risk-aversion, withdrawal and the mechanistic
stabilisation of a relatively low-level group identity intent on
self-preservation.
Boundary Management
One of the key roles
of the Nursing Home leader is the management of the boundary between
the micro and macro organisation. Complex teams in this study were
most affected by the loss of previously undefined boundary management
functions. Obholzer and Roberts (1998) suggest that leadership and
management provide dual roles in monitoring and adjusting to continuously
destabilising forces initiated from both the internal and external
environments. Under this model, the leader is required to keep the
organisation focused on the primary task whilst adjusting to the
external environment.
In the absence of a
leader at Boondah, the organisation lost its links with the external
environment and increased its internal focus. It withdrew into a
more tightly bounded identification with team rather than with the
more organic culture of the Nursing Home. The effect on simple or
autonomous teams was minimal because any change in policy or process
was communicated in writing and was duly carried out. In the absence
of communication, existing rules remained the order of the day.
Complex teams perceived that they were affected by the loss of boundary
management because they expected to be influenced by more complex
changing legislative and nursing practices being imposed from the
macro environment. This apparently amplified the sense of leadership
loss for members of complex teams.
The loss of boundary
management appears to have introduced a feeling of isolation for
staff as a result of the loss of informal communication between
the facility and the wider organisation. When formal communications
were received during the leadership hiatus, the perceived meanings
could differ widely based on the experiences surrounding the communication
(Shelby 1998 pp 2). Both Boondah and Residon had access to formal
communications through company email and intranet services and most
critical information was disseminated through the organisation's
email system. However, while it was recognized that formal communications
were still received at the facility, the experience surrounding
the communication now appeared to be different. Emails did not seem
to conjure the same feelings as personal statements from the manager.
In an effort to highlight the interdependence between the organisation
and its environment , Morgan presents the metaphor of the organisation
as an organism. He observes that one important responsibility for
the organism is that it be able to "develop appropriate operational
and strategic responses" Morgan (1997 pp 42).
One of the environmental
factors that impacted on these facilities was the necessity to meet
government accreditation. Both facilities were required to lodge
a comprehensive accreditation workbook by March of the current year
or risk the loss of significant income. Whilst Residon, with continued
access to leadership, remained focused on this key environmental
demand, the complex teams at Boondah failed to recognize any real
threat arising from the demand and came extremely close to missing
their deadlines for submission. Morgan's 'operational and strategic
response' to the environment was not undertaken as a management
function (Tyson 1989 pp 18). The constant change to adjust to the
demands of the environment had stalled and the organisation had
become 'overbounded'. Such a condition would eventually lead to
poor organisational health (Hirschhorn 1997 pp 37). This condition
affected the micro organisation but its effects diminished the ability
of middle management to ensure the future of the business.
Morgan's 'organism'
metaphor highlights the interrelationship between the organisation
and its environment and substantiates the need for feedback to the
macro organisation from the micro organisation as a subsystem (Morgan,
1997 pp 42). Middle management was not receiving feedback on the
progress of the organisation and, in some cases, was creating anxiety
as a result of a perceived lack of interest in the needs of staff.
At one stage, this anxiety prompted the involvement of unions in
assisting the feedback and communication flow to the macro organisation.
The loss of feedback affected the macro organisation's ability to
recognize the failing performance of complex teams. In contrast,
simple and autonomous team performance was more easily recognized
within the shortened time frame and the reduced complexity of ongoing
performance measures.
Suddenly we only
had to report to Madhu [middle manager]. There was no-one sitting
up there judging what you had to do. I suppose that should have
made life easier but it didn't. I think we sort of panicked instead.
No boss to fix things. (Jenn)
The loss of boundary
management increased anxiety amongst nursing staff in particular
as they felt unprotected and guided in the levels of change required
to meet environmental challenges. Nor did they understand the urgency
of the threats faced. Evidence of this was presented in the suggestion
that in some cases, some staff were seeking to undermine the efforts
of teams to progress toward new government accreditation requirements.
Of course, Joanne
had a field day. Call in the Union. Write to the local member [of
parliament]. A real field day with a brand new government making
toughen-up noises and an accreditation report to be completed or
we lose our funding. (Maida)
Some actions, as would
be expected, appeared to be aimed at minimizing change and thus
reducing the anxieties normally associated with such change. In
the State political climate of the study, however, some individuals
were seen to be overtly party-political and self-seeking as they
sought to satisfy the multiple allegiances identified by Weick (1979)
in maintaining loosely coupled systems. In what appears to be a
perverse response, the necessity of change in leadership seemed
to create greater levels of anxiety than the threat of loss of income
and jobs inherent in a failure to meet accreditation.
Given that the complex
teams in this study were made up of professional nursing staff whose
internalised rules must, to some degree, be based on their professional
training and experience, it is interesting to note that they were
unable to adapt to an environment requiring changes to the administrative
rather than the Nursing approaches to care. This might suggest that
methods for training professional nurses are fundamentally flawed
but it is more likely to indicate that their experience within the
mechanistic processes and culture of the public health system have
left them feeling disempowered from adaptation to change. In a culture
where authorised leadership is responsible to government bureaucracy,
the leader was required to buffer the staff from a harsh external
environment and guide them through the change process in such a
way that anxiety was kept down to a level that allowed the organisation
to cope. Without that buffer, resistance to change was seen as the
only way to maintain anxiety within acceptable limits.
When teams have different
needs
Conway and Forrester
(1999) propose that innovation can result from cross boundary interaction.
Pragmatics, however, suggest that different teams with different
functions may better be managed on a needs basis. Whilst the literature
increasingly suggests that innovation and teamworking will generally
be derived from cross boundary interactions, the leadership of Small
to Medium sized organisations (SME) requires a capacity to recognize
and adjust team development and management approaches to ensure
a balance between capability, capacity and performance. In this
respect, Pascale's (1999) interpretation of complex adaptive systems
appears to suggest useful directions for the management of organisations.
Leaders, however, need
to recognize the impact of existing policies, processes and structures
on the future adaptability of complex teams within the organisation.
The stability of existing organisational culture may require a pro-active
approach in determining the extent to which management can or will
allow team cultural definitions within an organisation before imposing
a management structure contiguous with that of the parent organisation.
There is little doubt that one of two outcomes could have occurred:
If middle management
had maintained the status quo at Boondah without the appointment
of a new senior manager, the organisation would have produced a
leader or it would necessarily have died. The risk of death was
too high to allow increasingly risk-aversive team cultural definitions
to continue and a hasty but acceptable appointment was eventually
made by APH to salvage the situation. (Arthur -Area coordinator
for APH)
What does it all
mean?
The issue of effective
leadership styles has been debated widely in the literature though
little consideration has been given to managing an organisation
that is effectively leaderless. This case study presents some insight
into dependence on leadership and its negative effects when that
leadership is withdrawn. More importantly, it highlights the need
for senior management to initiate and encourage appropriate levels
of independence within complex teams to cope with the absence of
authorised leadership.
The major conflict arising
from confusion between management and leadership is frequently a
battle for control. The quasi-independence of the Nursing home from
its governmental parent corporation, suggests a highly ambiguous
role for the CEO. On the one hand she is responsible to an external
and politicised 'board' and a shareholding as diverse and disparate
as the total community her Nursing Home serves. On the other hand,
she is the boundary manager and immediate leader of a variously
professional group of autonomous operatives, and simple and complex
team players who seek her protection and guidance in the performance
of identified duties of care to their largely invalid clients. Currrently,
leadership must be undertaken within the context of the ability
of mechanistic approaches to maximize output within certain types
of work. However, it is argued that this approach weakens the potential
of the organisation to operate effectively in the absence of an
appointed leader.
At both Boondah and,
to a lesser extent, Residon, there appears to have been a correlation
between the complexity of the teams within the Nursing Home-as-SME
and its ability to operate within the mechanistic framework of public
sector management without a designated leadership figure. The cultures
created at Boondah and Residon depended heavily on the leader to
provide links between the environment, strategy, change and performance.
In the process, there appears to have been a reinforcement of the
psychic prison that prevented new leadership from emerging. The
result was an overbounded closed system that, if left to its own
devices, might not have survived the threat of environmental change.
This dependence, while it has been identified as an artefact of
previous management practices, nevertheless suggests that, for the
Nursing Homes discussed in this study, management is about control,
the power held by those in leadership and boundary regulating positions
of power. The potential for extending rather than confining those
boundaries in the absence of formal management has been the focus
for this paper.
A fundamental flaw in
the management models evident at Boondah and Residon arose from
their failing to recognize that complex teams can be stifled by
applying mechanistic models to the management of more organic types
of sub-structures. Whilst the mechanistic model appears to have
been appropriate to the culture of the nursing home and to have
sustained the performance of simple teams, its outcome appears to
have generated Morgan's 'psychic prisons'. A more organic approach
acknowledging the fundamentals of Pascale's (1999) complex adaptive
systems might have allowed the complex teams to respond to change
more rapidly and without anxiety increasing to levels that inhibited
performance. The key challenge for management is how to apply multiple
metaphorical approaches to an organisation threatened with chaotic
or unordered behavior because of an absence of leadership in an
effort to sustain performance during change.
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